Rise of interdisciplinary research on climate
Abstract
Until the middle of the 20th century, the discipline of climatology was a stagnant field preoccupied with regional statistics. It had little to do with meteorology, which itself was predominantly a craft that paid scant attention to physical theory. The Second World War and Cold War promoted a rapid growth of meteorology, which some practitioners increasingly combined with physical science in hopes of understanding global climate dynamics. However, the dozen or so scientific disciplines that had something to say about climate were largely isolated from one another. In the 1960s and 1970s, worries about climate change helped to push the diverse fields into contact. Scientists interested in climate change kept their identification with different disciplines but developed ways to communicate across the boundaries (for example, in large international projects). Around the turn of the 21st century, the Intergovernmental Panel on Climate Change institutionalized an unprecedented process of exchanges; its reports relied especially on computer modeling, which became a center of fully integrated interdisciplinary cooperation.
Most historians of science have painted a different picture, focusing their writings on a handful of scientists in other fields who speculated about climate. Since ancient times, many people wondered about gradual changes on a regional scale; starting in the mid-19th century, the discoveries of the Ice Ages and other great perturbations in the geological record raised questions about climate change on a global scale. The natural philosophers John Tyndall and James Croll, the physical chemist Svante Arrhenius, the geologist T. C. Chamberlin, the engineer G. S. Callendar, and others published innovative works. Given the broad range of their explanations, we could call these interdisciplinary contributions, although the term is anachronistic for most of the 19th century, because firm disciplinary boundaries were not established. In retrospect, this invaluable work laid the foundations for the present study of climate change. Many other scientists published speculations that are now justly forgotten. However, none of this information was of much interest to people engaged in the professional discipline of climatology as it stood in the mid-20th century: their concern was the climate of the present.
When climatologists did try to go beyond statistics to explanations, they would explain the temperature and precipitation of a region in geographical terms: the sunlight at that particular latitude, the prevailing winds as modified by mountain ranges or ocean currents, and the like. The explanations were chiefly qualitative, with more hand-waving than equations. This information was close to the field called physical geography, a matter of classifying climate zones, with less interest in their causes than their consequences. If, in the first half of the 20th century, you looked in a university for a climatologist, you would probably find one in the geography department, not in a department of atmospheric science or geophysics (hardly any of the latter departments existed anyway). The geographical way of explaining regional climates was an essentially static exercise loosely based on elementary physics. The physics itself was useless for telling farmers what they needed to know. Attempts to make physical models of the simplest regular features of the planet’s atmosphere (for example, the trade winds) failed to produce any plausible explanation for how the winds circulated, let alone for variations in the circulation.
Climatology could hardly be scientific when meteorology itself was more art than science. If the general circulation of the atmosphere was a mystery, how could anyone calculate the course of storm systems? People had a variety of techniques for making crude weather forecasts. For example, whereas climatologists tried to predict a season by looking at the record of previous years, meteorologists similarly tried to predict the next day’s weather by comparing the current weather map with similar maps in an atlas of weather from the past. More often, a forecaster just looked at the current situation and drew on his experience with a combination of simple calculations, rules of thumb, and personal intuition.
Since the 19th century, the forecasters and statistical climatologists had gone their separate ways. Neither group had much to do with the few professional academics, trained in physics, who, from time to time, attempted to analyze weather patterns with equations. Much of this work led nowhere and is now forgotten, but some laid the groundwork for later progress. Historians of science have naturally focused on the pioneering efforts of Vilhelm Bjerknes, L. F. Richardson, and others who developed the primitive equations that today form the foundation of scientific meteorology. Based on fundamental physics, this work was by definition interdisciplinary. Through the first half of the 20th century, however, these efforts had little impact on most of the people whose careers were in the discipline of meteorology.
Some hoped that climate, averaging over the daily vagaries of weather, might be more amenable to scientific investigation. They tried to understand changes on a timescale of decades or centuries and searched for regular climate cycles. Although a few looked for possible physical causes, it was more common for a climatologist to avoid such speculation and carry out grinding numerical studies in hopes of pinning down recurrences and, perhaps, predicting them. Analysis of large sets of data turned up various plausible cycles, correlated perhaps with variations in the number of sunspots. These correlations invariably turned out to be spurious, further lowering the poor reputation of climate change studies.
In fact, history gave only the crudest indications. However, climatologists scarcely recognized their ignorance, relying explicitly or implicitly on old assumptions about the stability of nature. In other sciences like geology, experts found good reason to maintain that natural processes operated in a gradual and uniform fashion. Ordinary people also mostly believed that the natural world was self-regulating. If anything perturbed the atmosphere, natural forces would automatically compensate and restore a self-sustaining balance.
To be sure, at least one immense climate change was known and cried out for investigation—the Ice Ages. The stupendous advances and retreats of continental ice sheets were worth study, not because scientists thought it was relevant to modern civilization but because they hoped to snatch the brass ring of prestige by solving this notorious puzzle. Both professionals and amateurs advanced a variety of simple explanations. Most of these explanations amounted to no more than vague but plausible-sounding arguments presented in a few paragraphs. Each expert defended a personal theory, different from anyone else’s theory. The few scientists who attempted to write down equations and calculate actual numbers for the effects managed to prove little, except at best, that their ideas were not wildly astray by orders of magnitude.
Theoretical models, whether of climate stability or Ice Age changes, were usually pursued as a minor sideline when they were not just ignored. To study the climate of the planet as a whole was far less useful and promising than to study climates region by region. There was little point in attempting global calculations when all of the premises were uncertain and key data were lacking. Given the enormous obstacles to reaching reliable results and the prevailing view that the global climate could not possibly change on a timescale that would matter except to far future generations, what ambitious scientist could want to devote years to the topic?
Meteorology and Geophysics (1940s to 1950s)
Stagnation was unacceptable to those individuals who recalled the invaluable contributions of meteorology to military operations during the war. The armed forces thought it no less important for their postwar global operations, even if the Cold War stayed cold. Additionally, if nuclear bombs exploded, meteorology would be especially vital for tracking the deadly fallout. The Navy and Air Force, in particular, continued to use many hundreds of meteorologists. Also, in keeping with the new respect for science that they had learned during the war, the armed forces supported many academic researchers whose studies might ultimately make forecasting better. As for climate, some of these researchers held out the fascinating prospect of changing it deliberately, perhaps as a weapon. The advances that meteorology was making to solid scientific understanding, combined with the lavish Cold War funding for all science, made for a rapid expansion and professionalization of climatology.
The annual meetings of the American Geophysical Union became a rendezvous for diverse fields, and for the same purpose, the Union began publishing Journal of Geophysical Research (expanded from the older and narrower Terrestrial Magnetism). However, for the scattered scientists engaged with climate change, the best meeting place was Tellus, a quarterly journal of geophysics that the Swedish Geophysical Society created in 1949. The journal’s importance is evident in the list of papers that found their way into the bibliography that I compiled in my research on climate change science. During the decades 1940–1960, Telluspublished some 20% of these papers, more than any other journal. [The runners-up were the American interdisciplinary journal Science (15%), Journal of Meteorology (10%), and Quarterly Journal of the Royal Meteorological Society(5%). Journal of Geophysical Research accounted for only 3%, about equal to American Journal of Science and Journal of Geology.]
Judging from a sample, about two-thirds of these papers were written in the United States—a much higher fraction than in earlier years. This finding was partly because the rest of the civilized world spent the 1950s recovering from the war’s devastation. However, it was also because generous US government support for geophysical research, based on Second World War successes, did not falter, even when memories of the war faded. Global military and economic concerns of the Cold War put geophysics near the head of the line for research funds.
Fragmentation
In geophysics, as in all of the sciences of the 20th century, expansion raised a risk of additional fragmentation. Early in the century, so little had been known about anything in geophysics that the best scientists had broad knowledge of many aspects of the subject. For example, between the World Wars, Harald Sverdrup published research on the circulation of the atmosphere, the circulation of the oceans, glaciers, geomagnetism, and the tides, not to mention the ethnology of Siberian tribes. A few decades later, when knowledge had grown deeper and techniques had become more esoteric, hardly anyone could do significant work in more than one or two fields.
Confronting Climate Change (1960s to 1970s)
For studies of climate, fragmentation was becoming intolerable by the 1960s. More than half of a century of reliable temperature measurements were now in hand from around the world, and they showed that global temperatures had risen. Meanwhile, observations of the climbing level of carbon dioxide in the atmosphere brought a threat of serious future changes. Additionally, scholarly studies that extended the climate record far into the historical past were revealing large climate shifts. Most notable was evidence of a century or so of exceptional warmth in parts of medieval Europe and the North Atlantic. There had followed winters so harsh that early modern times could be called a Little Ice Age—at least in some regions. Records were spotty, at best, for the world outside the North Atlantic region, but for many places, evidence was emerging of anomalies, such as centuries of prolonged drought.
This view required a new kind of research community, more closely linked to other fields and other kinds of science. This need was happening in all of the Earth sciences. The traditional observational geologist, out in the field with his high-laced engineer’s boots and rock hammer, had to make room for the investigator who saw rocks mainly in her laboratory, or perhaps only in pages of equations and calculations. Old-school geologists grumbled that the move to laboratory and theoretical geophysics took people away from a personal confrontation with nature in all its complexity and grandeur. The same filtering of experience was spreading in climate studies. Most scientists with something to contribute focused on technical problems peculiar to their own specialty. How do aerosols make clouds? How can you get a computer model to show the annual cycle of the seasons? What was the pattern of ancient glacial cycles? Those individuals who did attack broader questions head on seemed out of date. Some continued to propose simple hand-waving models with physical explanations for climate change (especially the Ice Ages). However, the different explanations were patently speculative, infected by special pleading and mostly incompatible with one another.
The shortcomings of the old single-cause approach were especially visible to those individuals who tried to craft computer models of climate. A plausible model could not be constructed, let alone be checked against real-world data, without information about a great many different kinds of things. It became painfully clear that scientists in the various fields needed one another. Specialists began to interact more closely, drawing on one another’s findings or, equally valuable, challenging them. It was the stringent requirements of numerical computation more than anything else that forced the isolated communities of meteorology—empirical climatologists with their statistics, weather forecasters with their practical intuition, and academic scientists with their theories and equations—to communicate with one another in a common enterprise and, beyond communication, talk with other scientists of every stripe.
Means of Communication (1970s to 1980s)
The changes in meteorology and geophysics were typical of a movement in all of the sciences. For more than a century, many fields of science had narrowed their perspective to simplified cases, pursuing solutions as compact and elegant as Newton’s equations. Subjects as far afield as sociology were swayed by what some began to call physics envy. Only a few scientists insisted on looking instead at whole systems with all their complexities. This approach began to spread in various fields during the postwar years, and a growth spurt in the 1970s brought into prominence what was coming to be called holistic investigation. In biology, for example, different disciplines were talking to one another within the increasingly popular field of ecology. This discussion was timely, because scientists were increasingly concerned that biological communities were yet another feature that interacted intimately with the planet’s climate. Some specialists had long been aware of such interactions—most notably in oceanography, which was explicitly a union of physical oceanography and biological oceanography (if only because the researchers had to bunk alongside one another on their voyages). Now, all of geophysics was coming to be seen as part of a larger field, the Earth sciences.
In the fields relating to climate, as in other sciences, textbooks and review articles in ever-growing numbers summarized the recent findings of this or that specialty for the benefit of outsiders. More and more conferences were held with the aim of bringing together anywhere from a dozen to several hundred people from different but relevant fields. Most scientists, however, continued to call themselves oceanographers, computer scientists, or paleobotanists. Not many would identify themselves as primarily a climate change scientist. There was not even an accepted term to describe the nondiscipline. The typical landmarks for the creation of a discipline, such as departments at universities or a scientific society named for the subject, never came. The key elements for any profession—socialization and employment, which for scientists, usually meant training as a graduate student and employment as a professor—were largely carried out within traditional disciplines, like meteorology or oceanography, or more broadly defined fields, such as atmospheric sciences, in which climate change was included only as one among many elements.
Most scientific papers on climate change itself continued to be published in journals dedicated to a particular established discipline, like the meteorologists’ Journal of the Atmospheric Sciences or the paleontologists’ Quaternary Research. However, key papers were also welcomed by the two great interdisciplinary scientific journals, Science and Nature, where specialists in every field would see them. In my bibliography for 1960–1980, Journal of the Atmospheric Sciences published 10% of all papers, and Quaternary Researchpublished 7.5%. Science published 23% (if one includes a few news articles), and Nature published 10%. Tellus was down to 5%, equal to Journal of Geophysical Research, followed by Journal of Applied Meteorology at 4%. Quarterly Journal of the Royal Meteorological Society fell to 2.5%.
For studying a system with features dispersed among many specialties, the solution was collaboration. This trend was strong in all of the sciences, because research problems spanned ever more complexities. Scientists with different types of expertise exchanged ideas and data or worked directly together for months if not years. Universities and other institutions, braced by ample funding, increasingly encouraged coalitions of research groups in a variety of fields. Specialists in the ionosphere, the Earth’s interior, ocean currents, and even biology found themselves sharing the same funding agencies, institutions, and perhaps, buildings. Sessions bringing together different specialists on one or another climate topic multiplied at meetings of the American Geophysical Union and similar organizations. It became increasingly common to hold entire workshops, meetings, or conferences devoted to a particular interdisciplinary topic.
Perhaps most important, every scientist read Science and Nature, which competed with one another for outstanding papers in all fields, including those papers connected with climate change. Both of these weekly journal/magazines also published expert reviews and commentaries, and Science published staff-written news articles, keeping everyone up to date on selected developments outside their own field. Of the papers in my bibliography for 1981–2000, Natureand Science tied with 25% each, including commentary and news articles, followed by Journal of Geophysical Research with 15% and Climatic Change with 7%. Tellus fell below 1%. The journal EOS: Transactions of the American Geophysical Union, publishing a mixture of short scientific reviews and news articles, came in at 4%. A variety of new review journals titled Advances in… and Reviews of… collectively contributed another 4%.
COHMAP was only one example of many interdisciplinary projects driven by the demands of modelers, who sought empirical data on a scale to match the floods of numbers gushing from their computers. Large modeling groups in the United States, Great Britain, Germany, and elsewhere, pursuing empirical data to validate and correct their work, inspired costly projects in specialties ranging from satellite instrumentation to oceanography to forestry. Traditional climatology, with its vast archives of data, helped with its own major projects of analysis and synthesis.
Cooperation and Integration (1990s to 2000s)
In some fields, the IPCC process became the central locus for arguments and conclusions. This process went farthest among computer modelers, whose efforts increasingly focused on cooperative projects to produce results for the IPCC assessments. When climate modelers studied the details of each factor that went into their calculations and sought large sets of data to check the validity of their results, they had to interact with every specialty that had anything to say about climate change. Every group felt an intense pressure to come up with answers, which were demanded by the world’s governments and their own rising anxieties about the future. In countless grueling exchanges of ideas and data, the experts in each field hammered out agreements on precisely what they could or could not say with confidence about each scientific question. Their projections of future climate and the IPCC reports in general were, thus, the output of a great engine of interdisciplinary research. In the world of science, this social mechanism was altogether unprecedented in its size, scope, complexity, and efficiency—as well as its importance for future policy.
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